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Course Syllabus
Course Name US Securities Exchange Law
Category American Law (Cultural Competence)
No. of Credit 1
Number of Classes 8
Professor Yuka Watanabe

Professor Profile:
Graduated from Keio University Department of Economy(2005). Completed Hawaii Pacific University Master of Business Administration (MBA) Program(2012). Worked at Mitsui Trust Bank Real Estate Department(1984-1987). Engaged in formation of an IT-related company at a prepaid card firm affiliated to Mitsubishi Trading Company(1990-1996). Engaged in budgetary management, analysis of financing cost and management accounting, and further business administration relating to real estate investment, including real estate investment, fund settlement of real estate securitization, and establishment and operation of SPC for investment at Merrill Lynchi Tokyo (2001-2009). Involved in distance education at Babel University Professional School of Translation since 2005.
Course Summary Lecture US securities exchange law in Japanese language.
How this course was developed From 2004 to 2006, BABEL University Professional School of Translation developed 30 courses on U.S. laws to help the students who majored in International Paralegal and Legal Translation, to build background knowledge on their major. This course is one of them. The course was established in 2006 and updated in 2007.
Course Objectives Students acquire comprehensive knowledge of US securities exchange law.
Learning Outcome Students who have successfully completed this course will have a comprehensive knowledge of US securities exchange law in US in both English and Japanese.
Prerequisite Japanese Law Courses
Course Progression (1) Study basic learning materials and listen to audio lectures
(2) Submit homework assignments as per the class instruction booklet
(3) Take part in interactive classes using audio lectures, Q&A, electronic message boards, etc. with professors
Course Length Standard* 2 months (can be completed in a minimum of 1 months or a maximum of 4 months)
Estimated Hours of Study Reading course guide and course material, listening to audio lecture: 1.5hrs
Completing assignments should take 3 hours or more.
The entire course should take 32 hours or more to complete.
Deliverables
(Course Text etc.)
US Securities Exchange Law (Babel University original text)
*Authored originally for this course. Copyrighted by Babel University Professional School of Translation.
Course Outline
There will be 8 lectures as below.
The class instruction booklet (study guide) will provide students with (l) the objectives of the class, (2) an explanation of the learning materials, and (3) instruction in how to go about studying the materials.
Students will (l) read the text to acquire knowledge of the content of the class, (2) listen to the professor's audio lecture to deepen their understanding of the content, and (3) verify their understanding by completing exercises, and submit their answers to the exercises.

 Lecture Course Title
Lecture 1 Introduction of Securities Regulation
Lecture 2 Securities to Be Regulated
Lecture 3 Regulations on Issuance of Securities
Lecture 4 Regulations of Publicly
Lecture 5 Regulations in Transaction
Lecture 6 Regulation of Securities Business
Lecture 7 Regulation of Investment Companies and Investment Advisers
Lecture 8 Sanctions for Violations and Civil Liabilities
Grade Evaluation and Course Requirement Grade will be based on total scores from the following:

*Assignment Submission --- 8
After you have studied each lecture, you will need to submit the assignment within two weeks.

Grading Procedure: Evaluate submitted reports in five-grade system.
Grade Score
A 85 - 100
B 70 - 84
C 60 - 69
D 50 - 59
F 49 and under
Submission papers will be returned with the evaluation sheet, which states evaluation marking and comments as well as corrections with rubrics.

*Minimum Course Requirement: B or above

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Revised in November 2012.